Need help? Call 0345 838 4074 Register Login
Business law guide

Need help understanding specific areas of law? Our lawguide can help you.
Visit our Business Law guide

Business bulletin

Get monthly updates about changes in law and more.
See previous bulletins

Disciplinary rules and procedures policy

When dealing with disciplinary issues, it's critical that you have and follow a fair and reasonable procedure. If you don't, it could lead to employees making tribunal claims against you.

This policy helps you to achieve this, and can also help ensure your staff know what to do and expect. It sets out:
  • Information about the policy, including who it's for, its purpose and scope, and how it'll be communicated and implemented
  • How and when employees may be formally or informally suspended from work
  • How you'll conduct disciplinary investigations
  • How and when you'll carry out informal disciplinary discussions
  • The steps of the formal disciplinary procedure
  • The possible outcomes of a disciplinary meeting
  • The appeals procedure
  • Information on attending disciplinary or appeal meetings
  • How you'll deal with any grievance raised during the disciplinary procedure
  • Examples of serious misconduct
  • Examples of gross misconduct
  • The consequences of breaching the policy.

This policy complies with the Acas code of practice (for England, Wales and Scotland) and the Statutory Dispute Resolution Procedures and Labour Relations Agency code of practice (for Northern Ireland).

Disciplinary rules and procedures policy

Compatible region(s): Scotland Northern Ireland England Wales

When dealing with disciplinary issues, it's critical that you have and follow a fair and reasonable procedure. If you don't, it could lead to employees making tribunal claims against you.

This policy helps you to achieve this, and can also help ensure your staff know what to do and expect. It sets out:
  • Information about the policy, including who it's for, its purpose and scope, and how it'll be communicated and implemented
  • How and when employees may be formally or informally suspended from work
  • How you'll conduct disciplinary investigations
  • How and when you'll carry out informal disciplinary discussions
  • The steps of the formal disciplinary procedure
  • The possible outcomes of a disciplinary meeting
  • The appeals procedure
  • Information on attending disciplinary or appeal meetings
  • How you'll deal with any grievance raised during the disciplinary procedure
  • Examples of serious misconduct
  • Examples of gross misconduct
  • The consequences of breaching the policy.

This policy complies with the Acas code of practice (for England, Wales and Scotland) and the Statutory Dispute Resolution Procedures and Labour Relations Agency code of practice (for Northern Ireland).

Self Service

Price: £12.00
  • Draft your document instantly by answering a series of easy-to-answer questions
  • Helpful explanation and guidance notes
  • Store, manage, track and print your document online

Included in this service:

Disciplinary rules and procedures policy (Guidance Notes)

Our use of cookies

We use necessary cookies to make our site work. We would also like to set some optional cookies. We won't set these optional cookies unless you enable them. Please choose whether this site may use optional cookies by selecting 'On' or 'Off' for each category below. Using this tool will set a cookie on your device to remember your preferences.

For more detailed information about the cookies we use, see our Cookie notice.

Necessary cookies

Necessary cookies enable core functionality such as security, network management, and accessibility. You may disable these by changing your browser settings, but this may affect how the website functions.

Functionality cookies

We'd like to set cookies to provide you with a better customer experience. For more information on these cookies, please see our cookie notice.